Carl Baudenbacher

Carl Baudenbacher is a Swiss jurist. He has served as a Judge of the EFTA Court since 1995 and as President since 2003. He was a Full Professor at the University of St. Gallen from 1987 to 2013 and a Permanent Visiting professor at the University of Texas at Austin School of Law from 1993-2003.

Academia

Carl Baudenbacher attended the School of Law and Economics of the University of Berne. He received his doctorate (Ph.D.) from the University of Berne in 1978 and his habilitation from the University of Zurich in 1982. Baudenbacher was an Acting Law Professor at several prestigious German Universities and an Associate Professor at the University of Kaiserslautern, Germany. He held the Chair of Private, Commercial and Economic law at the University of St Gallen HSG, Switzerland from 1987 to 2013. He was also the Managing Director of the Institute of European and International Business Law at the University of St Gallen HSG from 1991 to 2013. From 1993 to 2002 Baudenbacher was a Permanent Visiting Professor at the University of Texas School of Law for International and European Law. Carl Baudenbacher founded the global postgraduate program Executive Master of European and International Business Law E.M.B.L.-HSG in 1995. E.M.B.L.-HSG is a program for lawyers and non-lawyers based on the concept of a flying classroom and of a global faculty. It takes place in Europe, the U.S., Japan and China. He is the founder and Chairman of the St Gallen International Competition Law Forum ICF and the Director of the Competence Center for European and International Law at the University of St Gallen HSG. Professor Baudenbacher is also a Co-Chairman of the Grigory Tunkin Readings at Moscow State ("Lomonosov") University. Since 1998, he has furthermore been the Chairman of the Board of Editors of the European Law Reporter (ELR), Luxembourg (www.elr.lu).

From 1999 to 2007, Professor Baudenbacher co-chaired the Vienna Globalization Symposium with the former Vice-Chancellor of the Republic of Austria, Dr Erhard Busek. He was also a Visiting Professor at the University of Geneva (1989-1990) and at the University of Iceland (2009-2011).

Judiciary

Between 1982 and 1984, Carl Baundenbacher was a Legal Secretary at Bulach District Court, Switzerland. He served as a member of the Supreme Court of the Principality of Liechtenstein between 1994 and 1995. In 1995 he was appointed Judge of the Court of Justice of the European Free Trade Association (EFTA) upon a proposal of the Principality of Liechtenstein. Since 2003 Baudenbacher has served as the Court's President. The EFTA Court hears cases originating from the EFTA States which are Contracting Parties to the EEA Agreement (currently Iceland, Liechtenstein and Norway). The EEA Agreement has extended the EU single market to those EFTA States. It is based in a two pillar approach. Both pillars, the EU pillar and the EFTA pillar, have their own surveillance authority and their own court. EEA law which has been implemented into the legal orders of the EEA/EFTA States is capable of having direct effect and eventually takes precedence over conflicting national law. The EFTA Court has also recognized EEA State liability. Moreover, EEA law must be interpreted in the light of fundamental rights. The EFTA Court is bound by homogeneity rules to follow or to take into account relevant ECJ case law. In the majority of its cases, it is, however, faced with novel legal questions and consequently has to ‘go first.’ There are countless references by the ECJ, its Advocates General, the General Court and high courts in Germany, Austria, the United Kingdom, Sweden, and Switzerland. In practice, the one-sided written homogeneity rules have largely been superseded by a "unique judicial dialogue" (ECJ Advocate General Verica Trstenjak). President Baudenbacher participated in roughly 250 cases stemming from the whole range of EEA law, from fundamental freedoms (goods, persons, services, self-employed and companies, capital) to competition law and State aid law to harmonized economic law). Frequently described as a very influential member of the EFTA Court, Baudenbacher acted as the Reporting Judge in a number of landmark cases including E-29/15 Sorpa; E-14/15 Holship Norge AS v Norsk Transportarbeiderforbund; E-4/15 Icelandic Financial Services Association v ESA; E-27/13 Gunnarsson; E-25/13; Engilbertsson; E-15/12 Wahl; E-16/11 Icesave; E-14/11 DB Schenker; E-15/10 Posten Norge; E-9/11 Regulated Markets I; E-18/11 Irish Bank; E-14/10 Konkurrenten; E-1/10 Periscopus; E-1/06 Gaming Machines; E-3/06 Ladbrokes; E-4/04 Pedicel; E-1/04 Fokus Bank; E-2/03 Ásgeirsson; E-3/02Paranova v Merck; E-3/00 Kelloggs; E-1/99 Finanger; E-1/98 Astra Norge; E-3/97 Opel Norge; E-2/97 Maglite.

On 16 April 2011, the leading Norwegian business paper Dagens Næringsliv referred to President Baudenbacher as "King Carl of the EEA" and as "one of Norway's most powerful men."

Consultancy et alia

Baudenbacher has acted as an arbitrator and as an expert witness in international arbitration cases. He was the principal expert advisor to the Government of the Principality of Liechtenstein during the multilateral negotiations on the establishment of a European Economic Area (EEA). He also advised the President, the Government and the Parliament of the Swiss Confederation on matters of European integration, competition law and copyright law, the Israeli Government on matters of unfair competition and trademark law and the Government of the Russian Federation on competition law, the UNCTAD and the OECD on matters of competition law. Professor Baudenbacher has furthermore advised the Court of Justice of the Andean Community and the Government of the Republic of Chile on its project for a new constitution. In 2014, he has served as a member of the five member Commission of the Austrian Government which investigated the events around the Hypo Group Alpe Adria (so-called ‘Griss-Commission’).

Baudenbacher is a much sought-after speaker at international conferences in particular on competition law, EU/EEA Law, and the law of international adjudication and arbitration. He is also invited on a regular basis to speak on these topics at prestigious European, American, Asian and Latin American universities (including Basel, Berne, Bucerius, Cambridge, Cologne, Fudan, Geneva, Harvard, Jagiellonian University of Kraków, King's College London, Kyoto, Oxford, Pontificia Universidad Católica del Perú-PUCP, Princeton, Tokyo, Universidad Andina Simón Bolívar, Universidad Nacional Autónoma de México-UNAM, University of Texas at Austin, University of Tokyo, Vienna, Waseda, Zurich).

40 books and over 250 articles on European and International law, law of obligations, labour law, law of unfair competition, antitrust law, company law, intellectual property law, comparative law, arbitration and the law of international courts.

Significant Publications:

• The Handbook of EEA Law (ed.), New York: Springer, 2016, 900 pages, ISBN 978-3-319-24341-2.
• Mit wie vielen Zungen spricht das Bundesverwaltungsgericht?, Jusletter of 2 February 2015.
• Der Syndikus der Gegenwart – Interessensvertreter oder Anwalt des Rechts?
• NJW 17/2015, 1211-1215 (together with Philipp Speitler).
• Von der Societas Leonina des römischen Rechts zu Theorie und Praxis des Moral Hazard im modernen Wirtschaftsrecht, Aktuelle Juristische Praxis (AJP) 1994, 1367–1375.
• Webseiten als dauerhafte Datenträger, GRUR Int, 6-2015, 519-528 (together with Theresa Haas).
• Bericht der unabhängigen Untersuchungskommission der österreichischen Bundesregierung zur transparenten Aufklärung der Vorkommnisse rund um die Hypo Group Alpe Adria / Report of the Commission of the Austrian Government Which Investigated the Events Around the Hypo Group Alpe Adria, Wien 2014 (together wird Irmgard Griss, Manuel Ammann, Ernst-Wilhelm Contzen, and Claus-Peter Weber), 344 Seiten, mit deutscher Zusammenfassung und englischem summary (http://www.untersuchungskommission.at/).
• Courts of Regional Economic and Political Integration Agreements, in: The Oxford Handbook of International Adjudication, Cesare Romano, Karen Alter, Yuval Shany (Eds.). Oxford 2014, 250-277 (together with M.-J. Clifton).
• Optics: The refractive index of transparency in EEA law, in: Concurrences. Revue des droits de la concurrence. 2/2014, 5-6 (together with M.-J. Clifton).
• Institutionalisation of the Sectoral Agreements Switzerland-EU: Fairy Tales and the Theatre of the Absurd, European Law Reporter ELR 2014, 324-330.
• Ist die österreichische Institution der Finanzprokuratur noch zeitgemäß? (together with Theresa Haas), ELR 2014, 222 et seq.
• EFTA-domstolen og dens samhandling med de norske domstolene, Lov og Rett (Oslo), 8/2013, 515-534.
• The EFTA Court and the Court of Justice of the European Union: Coming in Parts But Winning Together, In: The Court of Justice and the Construction of Europe: Analyses and Perspectives on Sixty Years of Case-law. Court of Justice of the European Union (Ed.), The Hague 2013, 183-203.
• «20 Jahre Unterzeichnung des EWR-Abkommens - Ein Vierakter mit Original-Darstellern», 2. Mai 2012 im Gasthof Löwen, Vaduz, hrsgg. von Regierung des Fürstentums Liechtenstein (Regierungschef Klaus Tschütscher) und EFTA-Gerichtshof (Präsident Carl Baudenbacher), Schaan 2012. Mit Beiträgen von Klaus Tschütscher, Hans Brunhart, S.D. Prinz Nikolaus von und zu Liechtenstein, Claus-Dieter Ehlermann, Franz Blankart, Knut Almestad, Sven Norberg, Roland Marxer, Mario Frick, Carl Baudenbacher, Kurt Jäger, Andreas Batliner, Marino Baldi.
• Суд Европейской Ассоциации Свободной Торговли Журнал Зарубежного Законодательства и Сравнительного Правоведения, №6 (31), 2011. С. 4-20.
• Kritische Bemerkungen zum geplanten Bundeswettbewerbsgericht, Jusletter of 11 July 2011.
• Länderbericht Schweiz, in: Lauterkeitsrecht in Europa. Eine Sammlung von Länderberichten zum Recht gegen unlauteren Wettbewerb, Schmidt-Kessel, M., Schubmehl, S. (Hrsg.) München 2011, S.585-631.
• European State Aid and Merger Control in the Financial Crisis - From Negative to Positive Integration (with Frank Bremer), Journal of European Competition Law & Practice (JECLAP), Vol. 1 No. 4, 2010, 267-285.
• Overcoming the financial crisis in the banking sector, The role of European Competition Policy (with Frank Bremer), Concurrences No 2/2010, 45-52.
• The EFTA Court's Relationship with the Advocates General of the European Court of Justice, in: De Rome à Lisbonne : les jurisdictions de l'Union européenne à la croisée des chemins : Mélanges en l'honneur de Paolo Mengozzi, Brussels 2013, 341 ff, ISBN 978-2-802-74053-7.
• Swiss Economic Law Facing the Challenges of International and European Law, 2012 ZSR 131(2), 419-673.
• Some Thoughts on the EFTA Court's Phases of Life, in: Judicial Protection in the European Economic Area, EFTA Court (Ed.), Stuttgart 2012, 2-28, ISBN 978-3-941-38910-6.
• Switzerland as a Spearhead of Competition Law in Europe?, European Law Reporter ELR No. 4/2011, 114 et seq.
• The EFTA Court in Action - Five Lectures, Stuttgart: German Law Publishers 2010, ISBN 978-3-941389-04-5.
• Evaluation des Kartellgesetzes: Institutionelles Setting -Vertikale Abreden - Sanktionierung von Einzelpersonen - Zivilrechtliche Verfahren, Strukturberichterstattung des Staatssekretariats für Wirtschaft, Nr. 44/3, Bern: Staatssekretariat für Wirtschaft SECO 2009 (with an English summary).
• Proceedings before the European Courts in competition and State aid cases, in: Hirsch/Montag/Säcker, Competition Law: European Community Practice and Procedure, Thomson/Sweet&Maxwell 2015, (with Dirk Buschle and Moritz Am Ende).
• The EFTA Court, the ECJ, and the Latter's Advocates General – a Tale of Judicial Dialogue, in: Continuity and Change in EU Law. Essays in Honour of Sir Francis Jacobs, edited by Anthony Arnull, Piet Eckhout and Takis Tridimas, Oxford 2008, 90 et seq. ISBN 978-0-199-21903-2.
• The CFI's Gencor Judgment – Some Remarks on its Global Implications, in: Carl Baudenbacher, Claus Gulmann, Koen Lenaerts, Emmanuel Coulon, Eric Barbier de la Serre, eds., Liber Amicorum en l’honneur de Bo Vesterdorf, Bruxelles 2007, 543 et seq. ISBN 978-2-802-72438-4.
• State liability as European ius commune: The Case of the European Economic Area, in: Fedke, Jörg and Sir Markesinis, Basil (eds.), Patterns of Regionalism and Federalism: Lessons for the UK, The Clifford Chance Lectures, Vol. VIII, Oxford and Portland Oregon 2006, 191–199. ISBN 978-1-841-13470-3.
• The Implementation of Decisions of the ECJ and of the EFTA Court in Member States' Domestic Legal Orders, Symposium Article, Symposium Globalization and the Judiciary, 40 Tex. Int'l L.J 2005. 383 et seq.
• The EFTA Court: An Actor in the European Judicial Dialogue, 28 Fordham International Law Journal, 353–391 (2005).
• Facets of an EEA Constitutional Order, in: Colneric, Ninon; Edward, David; Puissochet, Jean-Pierre ; Ruiz-Jarabo Colomer, Dámaso (Eds.), Une communauté de droit, Festschrift für Gil Carlos Rodriguez Iglesias, Berlin: Berliner Wissenschafts-Verlag, 2003, 343 et seq. ISBN 3-8305-0606-6.
• Judicialization of European Competition Policy, in: International Antitrust Law & Policy, 2002 Corporate Law Institute, Fordham University School of Law, 353 et seq.
• Immaterialgüterrecht und Handelspolitik, ZSR N.F. Bd. 120, 2001, I. HB, 207 et seq.
• Lauterkeitsrecht, Kommentar zum Bundesgesetz gegen den unlauteren Wettbewerb (UWG), Helbing & Lichtenhahn: Basel/Genf/München; WIV Wirtschaftswissenschaftlicher Verlag: St.Gallen/Berlin 2001, 1350 pages.
• Suggestivwerbung und Lauterkeitsrecht, Schweizer Schriften zum Handels- und Wirtschaftsrecht 28, Diss. Bern, Zürich: Schulthess Polygraphischer Verlag 1978, ISBN 3-7255-1935-8.
• Wirtschafts-, schuld- und verfahrensrechtliche Grundprobleme der allgemeinen Geschäftsbedingungen, Habilitationsschrift Zürich: Schulthess Polygraphischer Verlag 1983, ISBN 3-7255-2332-0.

• 1978: Walther Hug Award for one of the best doctoral law dissertations in Switzerland
• 1997: Eason Weinmann Endowed Lecture at the University of Tulane Law School
• 2003: Cross of Honour for Science and Art First Class of the Republic of Austria
• 2003: Carl H. Fulda award for excellence in international law, Texas International Law Journal
• 2004: Small States Prize of the Herbert-Batliner Europainstitut Salzburg.
• 2008: Gold Star for Merit from the Land of Vienna
• 2012: Dr. rer. pol. honoris causae of Leuphana University Lüneburg [1]
• 2015: Listed as No 7 of Switzerland's 15 most influential intellectuals by Basler Zeitung
• 2016: 42nd Annual Lecture of the Centre for European Law, King's College, London